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Hong Kong - Capital Markets
Expert Analysis
- Hong Kong - HKEx Will Proceed With Formal Consultation on Weighted Voting Rights.
- Asia Pacific - Mutual Recognition Of Funds Between The Mainland And Hong Kong To Be Implemented On 1 July 2015.
- Hong Kong - First Phase Of New Regime On OTC Derivatives Targeted For Implementation In July 2015.
- Hong Kong - SFC Disciplined Securities Broker For Breaching Foreign Laws.
- Hong Kong - Moving Toward Paperless Securities.
- Hong Kong - Listing Decision Issued by the HKEx Regarding Whether a Company’s Cash Flow Generated During a Period of Noncompliance Should Be Counted Toward the Calculation of Minimum Cash Flow.
- Hong Kong - HKEx Publishes Report On Review Of Disclosure In Listed Companies’ Annual Reports.
- Hong Kong - OTC Derivatives Regulation: Reporting Rules Set To Take Effect.
- Hong Kong - Kept Out In The Cold: The SFC's New Cold Shoulder Order Register.
- Asia Pacific - Coming Soon: Mutual Recognition Of Funds Between Mainland And Hong Kong.
- Hong Kong - Listed Companies, Disclosure Obligations.
- Hong Kong - Listed Company, New Listing Decision LD86- 2015, Cash Flow During Non-Compliance Period Not To Count Towards Minimum Cash Flow Requirement.
- Hong Kong - Amendments To The Regulatory Regime For Dark Pool Operators.
- Hong Kong - SFC'S Landmark Winding Up Of China Metal (Holdings) Limited In The Public Interest.
- Hong Kong - SFC Licensed Corporations To Be Exempted From CFTC Registration As FCMS When Dealing With US Customers In Relation To Futures Trading.
- Hong Kong - Exchange Revised Various Checklists, Forms, FAQs, Listing Decisions And Guidelines, All Effective From 1 April 2015.
- Hong Kong - Exchange Updated Various Guidance Letters In Relation To Disclosure In Listing Documents In January 2015.
- Hong Kong - Review Of Listing Rules On Disclosure Of Financial Information.
- Hong Kong - First Indictable Prosecution For Unlicensed Activities.
- Hong Kong - Listed Companies, Consultation Paper, Principles Of Responsible Ownership.
- Hong Kong - Listed Companies, Stock Exchange: Review Of Disclosure In Annual Reports.
- Hong Kong - IPO: Updated Guidance Letter GL64-13, Disclosure Requirements For Application Forms.
- Hong Kong - Listed Companies: Revised FAQs, Listing Decisions And Guides, Effective 1 April 2015.
- Hong Kong - Securities, Enforcement: Winding Up Of China Metal Recycling.
- Hong Kong - Listed Company Wound Up On The Grounds Of Public Interest.
- Hong Kong - Court of Appeal Ascertains Intent In The Transfer Of Shares.
- Singapore - The New Market Misconduct Enforcement Regime, And A Brief Comparison With The Position In Hong Kong.
- Hong Kong - Disclosure Requirements For IPO Cases.
- Hong Kong - Section 103 Of The Securities and Futures Ordinance: Court Of Final Appeal Decision.
- Hong Kong - IPO: Disclosure In Listing Documents: Updated Guidance Letters Published.
- Hong Kong - Recent Enforcement Actions And Penalties Against Listed Companies And Their Directors.
- Hong Kong - Amendments To HKEx Guidance Letters Relevant To Disclosure In Prospectuses / Listing Documents.
- Hong Kong - Listing Decision Issued By The HKEx Regarding Whether A Shareholder Falling Below 30 Percent At IPO Would Be Subject To A Post-IPO Lock-Up.
- Hong Kong - Consultation Conclusions On Risk Management And Internal Controls.
- Hong Kong - HKEx Consultation Conclusions On Amendments To Financial Disclosure Rules.
- Hong Kong - Russian Issuers Edge Closer To Regional Listing Eligibility.
- Hong Kong - Reminder On Annual Report Disclosure Requirements.
- Hong Kong - Stamp Duty Waiver For All ETFs.
- Hong Kong - Directors With No Apparent Personal Gain Are Liable To Compensate The Company For Improper Payment.
- Hong Kong - Second Consultation On The Establishment Of An Effective Resolution Regime For Financial Institutions Launched.
- Hong Kong - US And HK Regulators In Pursuit Of Credit Rating And Research Firms.
- China - Launch Of Shanghai-Hong Kong Stock Connect.
- China - Shanghai-HK Connect Opens Possibilities For Companies Looking To Tap Chinese Investor Demand.
- China - Capital Markets Reform Will Boost IPO In Activity, Says Report.
- Hong Kong - Recent Enforcement Actions And Penalties Involving HKEx-Listed Companies.
- Hong Kong - SFC’s Consultation Conclusions On Amendments To Professional Investor Regime.
- Hong Kong - Updates To The Disclosure Requirements For Acquisitions Prior To Listing.
- Hong Kong - Commencement Of Trade Under The Shanghai – Hong Kong Stock Connect Program.
- China - Shanghai-Hong Kong Stock Link Programme ‘Set To Open Up China’s Capital Market’.
- Hong Kong - The Launch Of Shanghai-Hong Kong Stock Connect: Documentation Issues For Asset Managers.
- Hong Kong - Payments Regulation Consultation Concludes.
- Hong Kong - Arbitrability Of Shareholders’ Claims.
- Hong Kong - Listed Companies: Stock Exchange Consultation On Risk Management and Internal Controls
- Hong Kong - SFC Reminds Market To Comply With Short Position Reporting Requirements.
- Hong Kong - Getting Ready For Stock Connect: HK Authorised Funds.
- Hong Kong - Hong Kong V. New York: The Competition For Chinese Tech IPOs.
- Hong Kong - Counting Down To Stock Connect.
- Hong Kong - The Securities And Futures (Amendment) Ordinance 2014: New Investigative And Disciplinary Powers Of The SFC And HKMA Regarding OTC Derivative Activities.
- Hong Kong - The Listing Regime.
- Hong Kong - Recent Enforcement Actions And Penalties Involving HKEx-Listed Companies.
- Hong Kong - The SFC’s Issue Of Supplement Consultation Conclusions On The Regulation Of IPO Sponsors.
- Hong Kong - The Decision By The Takeovers Panel On SouthGobi Resources Limited.
- Hong Kong - The HKEx’s Issue Of A Concept Paper On Weighted Voting Rights.
- Hong Kong - The Introduction Of New Rules On “Connected Transactions” Effective July 1, 2014.
- Hong Kong - The End Of The Initial 3-day Check Of Application Proofs.
- Hong Kong - The Shanghai-Hong Kong Connect.
- Hong Kong - Stock Exchange Consultation On Risk Management And Internal Controls.
- Hong Kong - The Shanghai-Hong Kong Stock Connect: An Overview.
- Asia Pacific - Redefining CDS: ISDA’s 2014 Credit Derivatives Definitions Protocol.
- Hong Kong - HKEx Publishes Revised Connected Transaction Rules.
- Hong Kong - Issues Consultation Paper On Draft Rules For Mandatory Reporting And Related Record Keeping In Relation To OTC Derivatives
- Hong Kong - Reminder To Review And Strengthen Internal Controls For Monitoring And Reporting Changes In Equity Positions.
- Hong Kong - Lesson Learned From A Recent Disciplinary Action By SFC: Don't Go Too Far In Facilitating A Share Offer.
- Hong Kong - Court Rules That Restrictions On Disclosure Under PRC Laws Are Inapplicable.
- Hong Kong - SFC Action Highlights Importance Of Complying With Electronic Trading Rules.
- Hong Kong - Changes To The Share Capital Regime.
- Hong Kong - The Securities And Futures (Amendment) Ordinance 2014: New Investigative And Disciplinary Powers Of SFC And HKMA.
- Hong Kong - Regulatory Requirements And Process For Listing A Company's Equity Securities.
- Hong Kong - OTC Derivatives Regulation, Amending Legislation Passed.
- Hong Kong - An Overview Of The Recent Developments On Connected Transaction Rules.
- Hong Kong - Sun Hung Kai International Limited v SFC: Lessons For IPO Sponsors In Conducting Due Diligence And Record-Keeping.
- Hong Kong - SFC Consults On Dark Pools.
- Hong Kong - Licensing Tips: Reality Check.
- Hong Kong - HKEx: Revised Joint Policy Statement And Country Guides For Listing of Overseas Companies.
- Hong Kong - HK Exchange Looks To Attract Overseas Companies.
- China - Renminbi-Denominated Chinese Investments Now Available Through London Stock Exchange.
- Hong Kong - Electronic Trading Rules Effective Next Month.
- Hong Kong - Electronic Trading Rules Come Into Effect 1 January 2014.
- Hong Kong - HKEx Publishes Amended Listing Rules To Complement The New IPO Sponsor Regime.
- Hong Kong - HKEx And SFC Release New Joint Policy Statement On Listing of Overseas Companies In Region.
- Hong Kong - OTC Derivatives Regulation – Amending Legislation Introduced.
- Hong Kong - Employee Incentive Schemes.
- China - Competing More Effectively For Capital Through Effective Disclosure.
- Hong Kong - Enforcement News.
- Hong Kong - New Guidance Letters.
- Hong Kong - Regulatory Watch.
- Hong Kong - New Listing Decisions.
- Hong Kong - Recent HKEX Consultations.
- Hong Kong - Outline Of The HK Stock Exchange Rule Changes To Complement New Sponsor Regulations.
- Hong Kong - HKEx Launches Consultation On Reform Of Connected Transaction Rules.
- Hong Kong - Bill Gazetted Proposing Regulatory Framework For Over-The-Counter Derivatives Market.
- Hong Kong - New Streamlined Measures For Changes To SFC-Authorised Funds.
- Hong Kong - SFC Consults On Changes To The Professional Investor Regime.
- Hong Kong - Public M&A: Time For A New Approach?
- Hong Kong - SEC OKs Use Of Social Media To Announce Material Information, But HK Unlikely To Follow Suit .
- Hong Kong - Regulatory Watch.
- Hong Kong - Enforcement News.
- Hong Kong - New Guidance Letters.
- Hong Kong - New Listing Decisions.
- Hong Kong - Major Publications And Decisions.
- Hong Kong - Cornerstone Investors.
- Hong Kong - Impact Of New Electronic Trading Rules On Hong Kong Asset Managers.
- Hong Kong - Corporate Insights.
- Hong Kong - Regulator Issues Guidelines On IPO Cornerstone Investments.
- Hong Kong - Revised FAQs For Short Position Reporting.
- China- New RQFII rules Issued, Benefiting Managers Licensed In Hong Kong.
- Hong Kong - The Dirty Dozen - 12 Common Issues That May Impact An IPO.
- Hong Kong - IOSCO Report On Suitability Requirements With Respect To The Distribution Of Complex Financial Products: Diverging Regulatory Views.
- Hong Kong - New Rules On IPO Sponsors.
- Hong Kong - Equities Look For Brighter 2013.
- Hong Kong - Consultation Conclusions On The Regulation Of IPO Sponsors: The Top Five Things You Need To Know.
- Hong Kong - SFC Consultation On Proposals To Enhance The Regulatory Regime For Non-Corporate Listed Issuers.
- Hong Kong - New Statutory Inside Information Disclosure Regime And Amendments To The Listing Rules Come Into Effect On 1 January 2013 - Are You Ready?
- Hong Kong - Further Guidance On Pre-IPO Investments From the HK Stock Exchange.
- Hong Kong - Stock Exchange Publishes Guidance On Pre-IPO Investments.
- Hong Kong - "HKEx Issues New Guidance On Pre-IPO Investments".
- Hong Kong - Guide On Enhancing Regulation Of The Listed Structured Products Market.
- Hong Kong - Updates To IPO Checklists.
- Hong Kong - Consultation On Trading Halts.
- Hong Kong - Consultation On Consequential Listing Rule Changes In Relation To The PSI Regime.
- Hong Kong - Consultation Conclusions On ESG Reporting.
- Hong Kong - Consultation On Board Diversity.
- Hong Kong - SFC Publishes Aggregated Short Positions.
- Hong Kong - Consultation On Subsidiary Legislation For The New Companies Ordinance.
- Hong Kong - New Takeovers Code Practice Note 19 - Chain Principle Offer Price.
- Hong Kong - SFC Commenced Proceedings Against E&Y.
- Hong Kong - Court Of Appeal Upheld Insider Dealing Convictions.
- Hong Kong - Hontex Issued Repurchase Offer.
- Hong Kong - Guidance Letter: Depositary Receipts.
- Hong Kong - Bad Weather Arrangements On Day Of Prospectus Publication.
- Hong Kong - Disclosure Of Post-TRP Material Changes.
- Hong Kong - Early Filing Extended To GEM Cases.
- Hong Kong - Waiver For Rule 9.09(b) – No Dealing In Shares Prior To Listing.
- Hong Kong - New Guidance Letters: Listing Of Business Trusts.
- Hong Kong - Pawn Loan Business.
- Hong Kong - Conduct Of Directors At Predecessor.
- Hong Kong - Sufficiency Of Operations And Assets.
- Hong Kong - Guiding Principles And Disclosures For Structured Contracts.
- Hong Kong - New Listing: South Korea Is An Acceptable Jurisdiction.
- Hong Kong - Highlights Of The New Companies Ordinance.
- Hong Kong - HKEx To Amend Listing Rules For ESG Reporting.
- Hong Kong - Japanese Listings.
- Hong Kong - Side Letters - Know Your Rights.
- Hong Kong - Clarification Of short Position Reporting Obligations For Partnerships.
- Hong Kong - Companies Ordinance 2012.
- Hong Kong - OTC Derivatives Proposals: What Do They Mean For Asset Managers?
- Hong Kong - Regulatory Watch.
- Hong Kong - Enforcement News.
- Hong Kong - New Guidance Letters.
- Hong Kong - New Listing Decisions.
- Hong Kong - Class Action Reform.
- Hong Kong - Regulation Of Sponsors.
- Hong Kong - SFC Notes Poor Quality Listing Applications.
- Hong Kong - Short Position Reporting Of Listed Shares Begins.
- Hong Kong - Wall-Crossing: Risk Management Issues.
- Hong Kong - New Regulatory Measures Under Securities And Futures (Amendment) Ordinance.
- Hong Kong - Regulatory Watch.
- Hong Kong - Enforcement News.
- Hong Kong - Guide On Connected Transaction Rules.
- Hong Kong - Updated Requirements, Checklists And Guides: Revised Requirements And Checklists Relating To IPOs.
- Hong Kong - New Guidance Letters.
- Hong Kong - New Listing Decisions.
- Hong Kong - Financial Statements Review Program Report 2011.
- Hong Kong - Listing Committee Report 2011.
- Hong Kong - The New Professional Debt Regime Under Chapter 37.
- Hong Kong - Statutory PSI Disclosure Regime Approved.
- Hong Kong - SFC Revokes Mega Capital’s Sponsor License.
- Hong Kong - Third-Party Due Diligence In IPOs.
- Hong Kong - New Requirements for Disclosure of Short Positions in Listed Shares.
- Hong Kong - Short Position Reporting.
- Hong Kong - Something To Do This Summer: Short Position Reporting.
- Hong Kong - Regulatory Watch.
- Enforcement News.
- New Listing Decisions.
- New and Revised Guidance Letters.
- Revised Property Valuation Requirements.
- Hong Kong - Consultation Conclusions Securities and Futures (Professional Investor) (Amendment) Rules 2011.
- Revised HKSIR 400 “Comfort Letters and Due Diligence Meetings”.
- Pre-Deal Research Reforms.
- HKMA Report on Sponsor Activities.
- SFC Report on HKEx 2010 Performance.
- China - Management Buyouts of US-listed Chinese Companies.
- China’s Coming Wave of Going-Private Transactions.
- Dim Sum Bonds, European and U.S. Investors Demand Bondholder Protections.
- The SEC Limits Confidential Submissions by Foreign Private Issuers.
- Hong Kong - Regulatory Update.
- Hong Kong - Importance of Staff Training on Insider Dealing.
- Asia Pacific - Are Dim Sum Bonds Going Cold?
- Hong Kong - Stock Exchange Amends the Corporate Governance Code and Listing Rules.
- Hong Kong - HKEx Streamlines Rules Governing the Listing of Debt Securities offered to Professional Investors.
- Hong Kong - Approaching the Finish Line: Short Position Reporting.
- Hong Kong - Government Gazette Publishes Amendments to Rules clarifying persons to be Prescribed as Professional Investors.
- Hong Kong - Morrison & Foerster Expands Capital Markets Practice with Addition of John Moore.