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Hong Kong - Regulatory & Compliance
Expert Analysis
- Hong Kong - HKEx Will Proceed With Formal Consultation on Weighted Voting Rights.
- Asia Pacific - Mutual Recognition Of Funds Between The Mainland And Hong Kong To Be Implemented On 1 July 2015.
- Hong Kong - HKMA Issues Warning To Banks On Anti-Money Laundering Measures.
- Hong Kong - The Scope And Development Of The Illegality Defence: Key Issues For Auditors And Directors.
- Hong Kong - Court Of Final Appeal’s Ruling On An Investment Product Advertising Case.
- Hong Kong - First Phase Of New Regime On OTC Derivatives Targeted For Implementation In July 2015.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - SFC Disciplined Securities Broker For Breaching Foreign Laws.
- Hong Kong - Recent Enforcement Actions And Penalties.
- Hong Kong - Moving Toward Paperless Securities.
- Hong Kong - Listing Decision Issued by the HKEx Regarding Whether a Company’s Cash Flow Generated During a Period of Noncompliance Should Be Counted Toward the Calculation of Minimum Cash Flow.
- Hong Kong - Updated HKEx FAQs In Relation To Disclosure Requirements For Directors Of Listing Applicants.
- Hong Kong - HKEx Publishes Report On Review Of Disclosure In Listed Companies’ Annual Reports.
- Hong Kong - SFC Emphasizes Proper Disclosure Of Inside Information.
- Asia Pacific - Signing Of A Memorandum On The Mutual Recognition Of Funds Between Mainland China And Hong Kong.
- Asia Pacific - The ROI Of Compliance.
- Hong Kong - OTC Derivatives Regulation: Reporting Rules Set To Take Effect.
- Hong Kong - Implementation Of The Contracts (Rights Of Third Parties) Ordinance On 1 January 2016: What Does It Mean For Contract Drafting?
- Hong Kong - Kept Out In The Cold: The SFC's New Cold Shoulder Order Register.
- Hong Kong - Listed Companies, Disclosure Obligations.
- Hong Kong - Listed Company, New Listing Decision LD86- 2015, Cash Flow During Non-Compliance Period Not To Count Towards Minimum Cash Flow Requirement.
- Hong Kong - Regulator Warns Intermediaries Of The Need To Fully Comply With Notification Requirements.
- Asia Pacific - Update On Third-Country Equivalence Under EMIR.
- Hong Kong - Is It Secret? Is It Safe? Understanding How Region's Statutory Secrecy Obligations Apply To Financial Institutions And Funds.
- Hong Kong - The Revised Code Of Banking Practice.
- Hong Kong - SFC'S Landmark Winding Up Of China Metal (Holdings) Limited In The Public Interest.
- Hong Kong - First Conviction Of Aggressive Commercial Practices Under The Trade Descriptions Ordinance.
- Hong Kong - Advertisements Of Investment Products Without The SFC’s Authorization.
- Hong Kong - Regulator Loses Battle On The Fight Against Unauthorised Advertisment, But The War Continues.
- Hong Kong - First Indictable Prosecution For Unlicensed Activities.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - Dealing With Frontline Conflicts Of Interest.
- Hong Kong - Listed Companies: Revised FAQs, Listing Decisions And Guides, Effective 1 April 2015.
- Hong Kong - Privacy Commissioner For Personal Data Issues Guidance On The Use Of Drones.
- Singapore - The New Market Misconduct Enforcement Regime, And A Brief Comparison With The Position In Hong Kong.
- Hong Kong - AML Update For SFC Licensed Companies.
- Hong Kong - Court Of Appeal Rules On Advertising Case.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - Recent Enforcement Actions And Penalties Against Listed Companies And Their Directors.
- Hong Kong - Amendments To HKEx Guidance Letters Relevant To Disclosure In Prospectuses / Listing Documents.
- Hong Kong - Listing Decision Issued By The HKEx Regarding Whether A Shareholder Falling Below 30 Percent At IPO Would Be Subject To A Post-IPO Lock-Up.
- Hong Kong - Consultation Conclusions On Risk Management And Internal Controls.
- Hong Kong - HKEx Consultation Conclusions On Amendments To Financial Disclosure Rules.
- Hong Kong - Code Of Banking Practice Update.
- Hong Kong - Drugs, Conspiracy And Jurisdiction.
- Hong Kong - Time To Review Your Selling Practices.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - New Publication Requirements For Authorised Funds.
- Hong Kong - Directors With No Apparent Personal Gain Are Liable To Compensate The Company For Improper Payment.
- Hong Kong - Are Sponsors Taking Their Due Diligence Seriously?
- Hong Kong - Second Consultation On The Establishment Of An Effective Resolution Regime For Financial Institutions Launched.
- Hong Kong - Practical Issues On Cross-Border Data Transfer: A Look At The Recent Guideline Issued By The Privacy Commissioner.
- Hong Kong - US And HK Regulators In Pursuit Of Credit Rating And Research Firms.
- Hong Kong - The "New Normal" Of Demanding Data Privacy Compliance Requirements.
- Hong Kong - Top Court Clarifies Mental Element In Money Laundering Offence.
- Hong Kong - Compliance Reminders: How To Avoid Issuing Clarification Announcements?
- Asia Pacific - Commentary On The U.S. Foreign Corrupt Practices Act And The U.K. Bribery Act: How They Impact Financial Institutions In The Asia Pacific Region.
- Hong Kong - SFC Seeks New Powers To Provide Assistance To Overseas Regulators On Supervisory Matters.
- Hong Kong - How Ready Are You For The SFC's Routine Inspection Call?
- Hong Kong - Court Of Final Appeal Explains Money Laundering Law.
- Hong Kong - Privacy Commissioner Issues Guidance on Cross-Border Data Transfers.
- Hong Kong - HKMA Announces Findings Of Its Investigation Into FX Trading Operations Of Banks.
- Hong Kong - Property Tycoon And Former Chief Secretary Jailed In HK's Highest-Level Corruption Trial.
- Hong Kong - SFC Routine Inspection Update.
- Hong Kong - Licensed Corporations Reminded To Review Internet Security.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - Recent Enforcement Actions And Penalties Involving HKEx-Listed Companies.
- Hong Kong - SFC’s Consultation Conclusions On Amendments To Professional Investor Regime.
- Hong Kong - HKEx’s Guidance Letter On Placing Shares To “Connected Clients”.
- Hong Kong - Results Of The SFC Annual Review Of The Performance Of The HKEx.
- Hong Kong - Updates To The Disclosure Requirements For Acquisitions Prior To Listing.
- Hong Kong - Revises And Further Consults On Draft Rules For Mandatory Reporting Of OTC Derivatives And Related Record Keeping.
- Asia Pacific - Three Different Approaches To RICO Extraterritoriality.
- Hong Kong - Which Party Gets The Benefit?
- Hong Kong - Regulators Call On Senior Management To Ensure That Their Firm's Information Security Management And System Security Controls Are Effective.
- Hong Kong - OTC Derivatives Regulation: Phased Implementation Of Reporting Obligations.
- Hong Kong - Advertising Guidelines Reminder.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - US And Asia Authorities Increase Their Focus On Money Laundering.
- Hong Kong - When Is It Reasonable To Suspect Money Laundering?
- Hong Kong - Update On Money Laundering.
- China - Anti-Corruption Drive Intensifies.
- Hong Kong - Payments Regulation Consultation Concludes.
- Hong Kong - Solicitor Convicted Of Money Laundering.
- Asia Pacific - Data Privacy Regulation Comes Of Age.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - SFC Reminds Market To Comply With Short Position Reporting Requirements.
- Hong Kong - Handle With Care – Banking Industry Guidance On Handling Personal Data.
- Hong Kong - Hong Kong Market Misconduct Tribunal (MMT) Bans Tiger Asia Management LLC (Tiger Asia) and Bill Hwang Sung Kook (Mr Hwang) From Trading Securities in HK.
- Hong Kong - Regulators Issue Guidance For The Protection Of Customer Data In The Financial Services Industry.
- Hong Kong - Watchdog Issues New Data Protection Guidelines For Banks Amidst Rising Number Of Complaints.
- Hong Kong - SFC Concludes On Code Amendments For Professional Investors And Launches Further Consultation Regarding Client Agreement Requirements.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - The Securities And Futures (Amendment) Ordinance 2014: New Investigative And Disciplinary Powers Of The SFC And HKMA Regarding OTC Derivative Activities.
- Hong Kong - Former Responsible Officer Of SHKI Suspended For Sponsor-Related Failures.
- Hong Kong - Recent Enforcement Actions And Penalties Involving HKEx-Listed Companies.
- Hong Kong - The SFC’s Issue Of Supplement Consultation Conclusions On The Regulation Of IPO Sponsors.
- Hong Kong - The Decision By The Takeovers Panel On SouthGobi Resources Limited.
- Hong Kong - The HKEx’s Issue Of A Concept Paper On Weighted Voting Rights.
- Hong Kong - The Introduction Of New Rules On “Connected Transactions” Effective July 1, 2014.
- Hong Kong - The End Of The Initial 3-day Check Of Application Proofs.
- Hong Kong - The Shanghai-Hong Kong Connect.
- Hong Kong - Ernst & Young Ordered To Produce Accounting Records And Audit Papers To The SFC.
- Hong Kong - OTC Derivatives Reporting And Licensing: What Assets Managers Can Do Now To Prepare.
- Hong Kong - Stock Exchange Consultation On Risk Management And Internal Controls.
- Hong Kong - SFC Supervisory Briefing Session: Summary Of Key Issues.
- Hong Kong - Privacy Commissioner Investigation Report: JV Fitness Limited Trading As California Fitness.
- Asia Pacific - Moving To A Culture Of Individual Accountability And Doing The Right Thing.
- Hong Kong - SFC Determines No Legislative Changes Required To Make Sponsors Liable For Prospectuses.
- Hong Kong - Guidance On The Concept Of De Facto And Shadow Director.
- Hong Kong - Issues Consultation Paper On Draft Rules For Mandatory Reporting And Related Record Keeping In Relation To OTC Derivatives
- Hong Kong - The SFC And Corporate Culture.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - New KFS Disclosure Requirements For Authorised Funds.
- Hong Kong - Clarification From Companies Registry On The Disclosure Of Company Name.
- Hong Kong - AGMs And Laying Of Accounts Non-Compliance Issues: Companies Preparing For Listing Should Take Note.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - Pacific Sun And Its Director Convicted In Unauthorised Advertisements Case.
- Hong Kong - Update On Disclosure Of Interests Regime.
- Hong Kong - Assessing The Impact Of The New Companies Ordinance On Charitable Institutions.
- China - The New SAFE Regulations: A Sea Change In PRC-Related Financing?
- Hong Kong - Reminder To Review And Strengthen Internal Controls For Monitoring And Reporting Changes In Equity Positions.
- Hong Kong - Lesson Learned From A Recent Disciplinary Action By SFC: Don't Go Too Far In Facilitating A Share Offer.
- Hong Kong - Court Rules That Restrictions On Disclosure Under PRC Laws Are Inapplicable.
- Asia Pacific - Game Changing Moments; Interesting Times Ahead.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - FATCA Agreement.
- Hong Kong - SFC Action Highlights Importance Of Complying With Electronic Trading Rules.
- Hong Kong - Employees’ Complaint Procedure With The Office Of The Privacy Commissioner For Personal Data.
- Hong Kong - New Regulations On Labour Dispatch.
- Hong Kong - Court of Final Appeal Clarifies Whether Fraudulent Knowledge Of Directors Can Be Attributed To A Company.
- SPECIAL REPORT - Hong Kong - The New Companies Ordinance.
- Hong Kong - Regulatory Requirements And Process For Listing A Company's Equity Securities.
- Hong Kong – SFC Routine Inspection Update
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - Notable Developments In Corporate Governance Law: Spring 2014.
- Hong Kong - Independent Insurance Authority Bill To Be Tabled.
- Hong Kong - Resolving Shareholders' Disputes Under The New Companies Ordinance.
- Asia Pacific - Anti-Corruption Developments To Expect In 2014
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - SFC Consults On Dark Pools.
- Hong Kong - Privacy Management Programme: The New Regulatory Trend.
- Hong Kong - Charity Law Reform: What Do The Proposed Changes Mean For You?
- Hong Kong - New Rights For Working Fathers.
- Hong Kong - HSBC Fined HKD5m For Providing Inaccurate Information In Licence Application.
- Hong Kong - Can Regulators Require Accounting Firms To Provide Documents For Investigations?
- Hong Kong - SFC Routine Inspection Update: Inspection Readiness.
- Hong Kong - Licensing Tips: Reality Check.
- Hong Kong - Acquittals Overturned In Unauthorised Advertisements Case.
- Hong Kong - SFC Urges Licensees To Comply With Foreign Laws.
- Hong Kong - Privacy Management Programmes Key To Client Confidence Says Regulator.
- China - Blomqvist v Rolex SA: CJEU Clarifies Scope Of The Customs Regulation (EC) No 1383/2003.
- Hong Kong - New Companies Ordinance: Key Changes.
- Hong Kong - The New Companies Ordinance Series (4): Reduction Of Capital, Share Buy-Back And Financial Assistance.
- Hong Kong - HKEx: Revised Joint Policy Statement And Country Guides For Listing of Overseas Companies.
- Hong Kong - The New Companies Ordinance (Final).
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - The New Companies Ordinance Series (3): Directors.
- Hong Kong - The Year Of The Horse For Valuers And Surveyors: What Does 2014 hold?
- Hong Kong - What You Need To Know About The New Companies Ordinance: Key Changes Affecting Financial Reporting For Companies.
- Hong Kong - What You Need To Know About The New Companies Ordinance: Key Changes Affecting Transactions By Companies.
- Hong Kong - What You Need To Know About The Companies Ordinance.
- Hong Kong - The New Companies Ordinance (Part 3). Transfer Of Shares, Financial Assistance, Registration Of Charges And Debentures.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - Lessons For Asset Managers From The FCA's AML And ABC Thematic Review.
- Hong Kong - Electronic Trading Rules Effective Next Month.
- Asia Pacific - A Common Tale... Corruption And The Lawyer.
- Hong Kong - The SFC Extends Its Powers Yet Again: Compensation For Wrong Investors, First In Region.
- Hong Kong - The New Companies Ordinance (Part 2).
- Hong Kong - Gearing Up For The New Companies Ordinance.
- Hong Kong - New Companies Ordinance Has Implications For Directors.
- Hong Kong - The New Companies Ordinance.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - Electronic Trading Rules Come Into Effect 1 January 2014.
- Hong Kong - Work Continues On Establishing Independent Insurance Authority.
- Hong Kong - Shareholder Access To Corporate Records.
- Hong Kong - Selling Placing Shares Before Completion Of Placement May Constitute Illegal Short Selling.
- Hong Kong - New Sponsors' Regime And Amendments To The Listing Rules.
- Hong Kong - SFC Routine Inspection Update.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - OTC Derivatives Regulation – Amending Legislation Introduced.
- Hong Kong - Court Confirms Online Forums Are Subordinate Rather Than First Publishers Of Defamatory Postings.
- Hong Kong - Recent Developments In Short Sale Rules.
- Hong Kong - Enhanced Consumer Protection.
- Hong Kong - Trust Law To Come Into Effect On 1st December 2013.
- Hong Kong - New Guidance Letters.
- Hong Kong - Regulatory Watch.
- Hong Kong - New Listing Decisions.
- Hong Kong - Outline Of The HK Stock Exchange Rule Changes To Complement New Sponsor Regulations.
- Hong Kong - HKEx Launches Consultation On Reform Of Connected Transaction Rules.
- Hong Kong - Bill Gazetted Proposing Regulatory Framework For Over-The-Counter Derivatives Market.
- Hong Kong - New Streamlined Measures For Changes To SFC-Authorised Funds.
- Hong Kong - HKMA Given New Fire-Power To Regulate "Wild West" OTC Derivatives Trading.
- Hong Kong - SFC Consults On Changes To The Professional Investor Regime.
- Hong Kong - SFC Routine Inspection Update – SEC Registrants.
- Hong Kong - SFC Licensing Tips.
- Hong Kong - Updates On Impact Of FATCA Final Regulations On ORSO/MPF Schemes.
- Asia Pacific - Survey Identifies Key Legal Risks In 2013 For Companies.
- Hong Kong - FAQs On AIFMD For HK Based Managers.
- Hong Kong - SEC OKs Use Of Social Media To Announce Material Information, But HK Unlikely To Follow Suit .
- Singapore/Hong Kong - Investment Mis-Selling Claims: Recent Case-Law.
- Hong Kong - SFC Obtains Disqualifications Order Against Former Senior Executives Of Sunlink.
- Hong Kong - Banks' Position In Relation With AML Statutory Provisions And How It Can Be Reconciled With Their Contractual Duties.
- Hong Kong - New Rules And Increased Regulatory Focus For ILAS.
- Hong Kong - Regulatory Watch.
- Hong Kong - Enforcement News.
- Hong Kong - New Guidance Letters.
- Hong Kong - The Case Of SFC v Tiger Asia Management LCC.
- Hong Kong - Court Gives SFC Bigger Teeth With Third Route Of Enforcement In Tiger Asia.
- Hong Kong - Five Things Fund Managers Should Know About Direct Marketing.
- Hong Kong - Cornerstone Investors.
- Hong Kong - Some Important Lessons From The HK Takeovers Panel.
- Hong Kong – SFC Routine Inspection Update.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - Protection Of Client Assets.
- Hong Kong - Internet Marketing Of Private Funds.
- Hong Kong - A Guide To The Personal Data (Privacy) Ordinance.
- Asia Pacific - Don’t Cover Up, Fess Up!
- Asia Pacific - Global Regulatory Developments.
- Hong Kong - Regulator Issues Guidelines On IPO Cornerstone Investments.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - SFC Routine Inspection Update.
- Hong Kong - Outsourcing – What Are The Requirements For SFC Licensed Corporations?
- Hong Kong - Trust Law Reform Legislation Gazetted.
- Hong Kong - Update On Review Of Patent System.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong – SFC Routine Inspection Update – FRRs Tips.
- Hong Kong - England's Supreme Court Rules That Only Lawyers' Advice Is Protected By Legal Professional Privilege.
- Hong Kong - New Rules On IPO Sponsors.
- Hong Kong - Regulatory Update On Sales Of Investment Products.
- Hong Kong - Corporate Gifts For The Year Of The Snake - A Timely Reminder Of Bribery Rules.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - SFC Routine Inspection Update.
- Hong Kong - Investments In Securities Of A Single Sovereign Issuer Rated Non-Investment Grade.
- Asia Pacific - Recent Trends And Patterns In The Enforcement Of The Foreign Corrupt Practices Act.
- Hong Kong - Consultation Conclusions On The Regulation Of IPO Sponsors: The Top Five Things You Need To Know.
- Hong Kong - Non-Suspects And Self-Incrimination In ICAC Investigations.
- Hong Kong – SFC Routine Inspection Update.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - Five Things Fund Promoters Should Know About "Direct Marketing".
- Hong Kong - SFC Consultation On Proposals To Enhance The Regulatory Regime For Non-Corporate Listed Issuers.
- Hong Kong - Domiciled Funds, A Changing Landscape.
- Hong Kong - New Statutory Inside Information Disclosure Regime And Amendments To The Listing Rules Come Into Effect On 1 January 2013 - Are You Ready?
- Asia Pacific - The Realities Of The UK Bribery Act.
- Asia Pacific - E-Discovery Strategies for International Anti-Bribery Investigations.
- Asia Pacific - Anti-Corruption And Privacy Laws – Collision Course?
- Asia Pacific - New SFO Bribery Act Policies: What Will They Mean For Corporates In Practice?
- Asia Pacific - The DOJ And SEC Release Comprehensive Guidance On The FCPA.
- Hong Kong - The Compliance Bargain.
- Asia Pacific - FCPA Regulators Speak On Newly Released FCPA Guidance And Reiterate Unwavering Commitment To FCPA Enforcement.
- Asia Pacific - Top Seven Things You Need To Know About The New DOJ/SEC FCPA Guide.
- Asia Pacific - SEC And DOJ Release Highly Anticipated FCPA Resource Guide.
- Asia Pacific - General Counsel Survey: Beyond The Law.
- Hong Kong - Regulatory Update.
- Hong Kong - SFC Routine Inspection Update - FRRs Tips.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - Amendments To The Code Of Conduct Effective 1 December 2012.
- Asia Pacific - The New FCPA Guide: The DOJ And The SEC Do Not Break New Ground But Offer Useful Guidance And Some Ominous Warnings.
- Asia Pacific - DOJ And SEC Issue Long Anticipated FCPA Guidance.
- Asia Pacific - The New FCPA Guidance: It Only Took 35 Years To Get Here.
- Asia Pacific - DOJ And The SEC Issue New FCPA Guidance.
- Hong Kong - Further Guidance On Pre-IPO Investments From the HK Stock Exchange.
- China - Notice Of The Ministry Of Culture On Implementing Supplementary Provisions IX To CEPA.
- Hong Kong - Stock Exchange Publishes Guidance On Pre-IPO Investments.
- Hong Kong - "HKEx Issues New Guidance On Pre-IPO Investments".
- Hong Kong – SFC Routine Inspection Update.
- Hong Kong - Is It Possible For My Overseas Colleague To Meet Investors In Hong Kong?
- Asia Pacific - New SFO Bribery Act Policies: What Will They Mean For Corporates In Practice?
- Hong Kong - SFC Obtains Compensation Orders Against Former Directors Of Listed Companies.
- Hong Kong - Hontex Issues Repurchase Offer To Shareholders.
- Hong Kong - Consultation On Board Diversity.
- Hong Kong - SFC Publishes Aggregated Short Positions.
- Asia Pacific - The Expert Weigh In: E-Discovery Strategies For International Anti-Bribery Investigations.
- Hong Kong - Data Protection Law Gets More Teeth.
- Hong Kong - HKEx To Amend Listing Rules For ESG Reporting.
- Hong Kong - Criminal Liability – Auditors In The Firing Line.
- Hong Kong – SFC Licensing And Compliance Hints.
- Hong Kong - SFC AML Fining Guidelines.
- Hong Kong - The Regulation Of Electronic Trading.
- Hong Kong - Legal And Regulatory Issues In PIPE Transactions.
- Hong Kong – Recent Anti-Corruption Developments.
- Hong Kong - Regulatory update.
- Hong Kong - New SFC Code Of Conduct In Effect.
- Hong Kong - SFC Routine Inspection Update.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - Enhanced Regulation Of MPF Intermediaries.
- Hong Kong - Unprecedented Court Order Against Hontex International To Make Buy-Back Offer For False And Misleading Information In Prospectus.
- Hong Kong - SFC Licensing And Compliance Hints.
- Hong Kong - SFC Inspections Update.
- Hong Kong - Do You Need A Nod From The SFC To Do An Internal Reorganisation?
- Hong Kong - Wall-Crossing: Risk Management Issues.
- Hong Kong - Amendments To The Self-Reporting Requirement Under The Code Of Conduct To Come Into Effect In December 2012.
- Hong Kong - SFC Looks To Enhance The Regulation Of Sponsors.
- Hong Kong - Statutory Obligation For Listed Companies To Disclose Price-Sensitive Information To Come Into Force In January 2013.
- Hong Kong - SFC Proposes To Enhance Sponsors Regulatory Regime.
- Hong Kong - Impact of FATCA on Financial Institutions in Hong Kong and Beyond.
- Hong Kong - SFC Inspections: Hints For Smoothing The Process.
- Hong Kong - Third-Party Due Diligence In IPOs.
- Hong Kong - SFC Imposed First Revocation of IPO Sponsor's Licence to Advise on Corporate Finance for Due Diligence Failings.
- Hong Kong - New Legislation On Anti-Money Laundering And Counter-Terrorist Financing.
- Hong Kong - To Toughen Laws Against Unfair Trade Practices.
- Court of Appeal Upheld SFC's Appeal in Tiger Asia.
- Asia Pacific - 2012 Conventus Law Asia Pacific Guide to Corporate Governance.
- Hong Kong - Anti-Corruption Regulation.
- Hong Kong - Regulatory Watch.
- Enforcement News.
- Hong Kong - Consultation Conclusions Securities and Futures (Professional Investor) (Amendment) Rules 2011.
- Pre-Deal Research Reforms.
- HKMA Report on Sponsor Activities.
- The Hong Kong Companies Ordinance – An International Statute?
- Hong Kong - Detailed proposals announced for new Insurance Regulator.
- Hong Kong - Plans to Establish Independent Insurance Authority to Enhance Regulation of the Industry.
- Hong Kong - Government Gazette Publishes Amendments to Rules clarifying persons to be Prescribed as Professional Investors.
- Asia Pacific - The Bribery Act 2010 and Asia.