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Hong Kong – Banking & Finance – September 2014

 

  • SFC Licensing And Compliance Hints.
  • The Securities And Futures (Amendment) Ordinance 2014: New Investigative And Disciplinary Powers Of The SFC And HKMA Regarding OTC Derivative Activities.
  • First Sukuk Issue Raises USD 1bn.
  • OTC Derivatives Reporting And Licensing: What Assets Managers Can Do Now To Prepare.
  • Investor Roadshows Pave Way For City’s First Sukuk Issue.
  • Is Banking Practice Relevant To Construing The Customer’s Mandate?

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