March 2015


Recent Enforcement Actions And Penalties Against Listed Companies And Their Directors.


Amendments To HKEx Guidance Letters Relevant To Disclosure In Prospectuses / Listing Documents.


Listing Decision Issued By The HKEx Regarding Whether A Shareholder Falling Below 30 Percent At IPO Would Be Subject To A Post-IPO Lock-Up.


Consultation Conclusions On Risk Management And Internal Controls.


HKEx Consultation Conclusions On Amendments To Financial Disclosure Rules.


Hong Kong – Russian Issuers Edge Closer To Regional Listing Eligibility.


February 2015


China – Shanghai-HK Connect Opens Possibilities For Companies Looking To Tap Chinese Investor Demand.


December 2014


Recent Enforcement Actions And Penalties Involving HKEx-Listed Companies.


SFC’s Consultation Conclusions On Amendments To Professional Investor Regime.


Updates To The Disclosure Requirements For Acquisitions Prior To Listing.


Commencement Of Trade Under The Shanghai – Hong Kong Stock Connect Program.


October 2014


Hong Kong V. New York: The Competition For Chinese Tech IPOs.


September 2014


The Shanghai-Hong Kong Connect.


The End Of The Initial 3-day Check Of Application Proofs.


The Introduction Of New Rules On “Connected Transactions” Effective July 1, 2014.


The HKEx’s Issue Of A Concept Paper On Weighted Voting Rights.


The Decision By The Takeovers Panel On SouthGobi Resources Limited.


The SFC’s Issue Of Supplement Consultation Conclusions On The Regulation Of IPO Sponsors.


Recent Enforcement Actions And Penalties Involving HKEx-Listed Companies.


January 2014 – HK Exchange Looks To Attract Overseas Companies.


October 2013 – HKEx And SFC Release New Joint Policy Statement On Listing of Overseas Companies In Region.


September 2013 – Employee Incentive Schemes.



July 2013 – Outline Of The HK Stock Exchange Rule Changes To Complement New Sponsor Regulations. 



May 2013 – SEC OKs Use Of Social Media To Announce Material Information, But HK Unlikely To Follow Suit.



March 2013 – The Dirty Dozen – 12 Common Issues That May Impact An IPO.



Jan 2013 – Equities Look For Brighter 2013.



Oct 2012 – HKEx Issues New Guidance On Pre-IPO Investments. 



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