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Hong Kong – Capital Markets – May 2014

 

  • Wake-Up Call For Issue Managers: Lessons From The Sino-Life Group Limited Saga.
  • SFC Action Highlights Importance Of Complying With Electronic Trading Rules.
  • Changes To The Share Capital Regime.
  • The Securities And Futures (Amendment) Ordinance 2014: New Investigative And Disciplinary Powers Of SFC And HKMA.
  • Regulatory Requirements And Process For Listing A Company’s Equity Securities.
  • OTC Derivatives Regulation, Amending Legislation Passed.

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