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Hong Kong – Capital Markets – May 2015

 

  • Amendments To The Regulatory Regime For Dark Pool Operators.
  • SFC’S Landmark Winding Up Of China Metal (Holdings) Limited In The Public Interest.
  • SFC Licensed Corporations To Be Exempted From CFTC Registration As FCMS When Dealing With US Customers In Relation To Futures Trading.
  • Exchange Revised Various Checklists, Forms, FAQs, Listing Decisions And Guidelines, All Effective From 1 April 2015.
  • Exchange Updated Various Guidance Letters In Relation To Disclosure In Listing Documents In January 2015.
  • Review Of Listing Rules On Disclosure Of Financial Information.

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