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Hong Kong – Capital Markets – October 2012
"HKEx Issues New Guidance On Pre-IPO Investments".
Guide On Enhancing Regulation Of The Listed Structured Products Market.
Updates To IPO Checklists.
Consultation On Trading Halts.
Consultation On Consequential Listing Rule Changes In Relation To The PSI Regime.
Consultation Conclusions On ESG Reporting.
Consultation On Board Diversity.
SFC Publishes Aggregated Short Positions.
Consultation On Subsidiary Legislation For The New Companies Ordinance.
New Takeovers Code Practice Note 19 – Chain Principle Offer Price.
SFC Commenced Proceedings Against E&Y.
Court Of Appeal Upheld Insider Dealing Convictions.
Hontex Issued Repurchase Offer.
Guidance Letter: Depositary Receipts.
Bad Weather Arrangements On Day Of Prospectus Publication.
Disclosure Of Post-TRP Material Changes.
Early Filing Extended To GEM Cases.
Waiver For Rule 9.09(b) – No Dealing In Shares Prior To Listing.
New Guidance Letters: Listing Of Business Trusts.
Pawn Loan Business.
Conduct Of Directors At Predecessor.
Sufficiency Of Operations And Assets.
Guiding Principles And Disclosures For Structured Contracts.
New Listing: South Korea Is An Acceptable Jurisdiction.
Highlights Of The New Companies Ordinance.
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In-House Lawyer Profiles
Sharyn Ch’ang
PWC, Director, Global Office of the General Counsel
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SCA Asia Pacific, General Counsel, Shanghai
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Kapil Kirpalani
Pacific Harbor Capital, Legal and the Chief Compliance Officer, Hong Kong
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