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Hong Kong – Capital Markets – October 2014

 

  • Listed Companies: Stock Exchange Consultation On Risk Management and Internal Controls
  • SFC Reminds Market To Comply With Short Position Reporting Requirements.
  • Getting Ready For Stock Connect: HK Authorised Funds.
  • Hong Kong V. New York: The Competition For Chinese Tech IPOs.

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Sharyn Ch’ang
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Kapil Kirpalani
Pacific Harbor Capital, Legal and the Chief Compliance Officer, Hong Kong
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