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Hong Kong – Capital Markets – September 2014

 

  • Counting Down To Stock Connect.
  • The Securities And Futures (Amendment) Ordinance 2014: New Investigative And Disciplinary Powers Of The SFC And HKMA Regarding OTC Derivative Activities.
  • The Listing Regime.
  • Recent Enforcement Actions And Penalties Involving HKEx-Listed Companies.
  • The SFC’s Issue Of Supplement Consultation Conclusions On The Regulation Of IPO Sponsors.
  • The Decision By The Takeovers Panel On SouthGobi Resources Limited.
  • The HKEx’s Issue Of A Concept Paper On Weighted Voting Rights.
  • The Introduction Of New Rules On “Connected Transactions” Effective July 1, 2014.
  • The End Of The Initial 3-day Check Of Application Proofs.
  • The Shanghai-Hong Kong Connect.
  • Stock Exchange Consultation On Risk Management And Internal Controls.
  • The Shanghai-Hong Kong Stock Connect: An Overview.

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