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Hong Kong – Guide On Enhancing Regulation Of The Listed Structured Products Market.

15 October, 2012

 

In July 2012, the Exchange published a Guide on Enhancing Regulation of the Listed Structured Products Market. The Guide covers a number of regulatory enhancement measures in three main areas: (a) enhancement of issuers’ internal controls and standardization of listing documents, (b) improvement of liquidity provision standards and (c) management of issuers’ credit risks. 
 
The Guide also includes the Industry Principles on Liquidity Provision for Listed Structured Products, which were developed jointly by a working group of listed structured products issuers, the SFC and the Exchange after extensive discussions.
 
For a copy of the Guide, please follow the link:

 

 








For further information, please contact:
 
Tony Grundy, Partner, Morrison Foerster
 
John Moore, Partner,  Morrison Foerster

 

 

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