- Property Tycoon And Former Chief Secretary Jailed In HK’s Highest-Level Corruption Trial.
- SFC Routine Inspection Update.
- Licensed Corporations Reminded To Review Internet Security.
- SFC Licensing And Compliance Hints.
- Recent Enforcement Actions And Penalties Involving HKEx-Listed Companies.
- SFC’s Consultation Conclusions On Amendments To Professional Investor Regime.
- HKEx’s Guidance Letter On Placing Shares To “Connected Clients”.
- Results Of The SFC Annual Review Of The Performance Of The HKEx.
- Updates To The Disclosure Requirements For Acquisitions Prior To Listing.
- Revises And Further Consults On Draft Rules For Mandatory Reporting Of OTC Derivatives And Related Record Keeping.
- Which Party Gets The Benefit?
- Regulators Call On Senior Management To Ensure That Their Firm’s Information Security Management And System Security Controls Are Effective.
- OTC Derivatives Regulation: Phased Implementation Of Reporting Obligations.
- Advertising Guidelines Reminder.
- SFC Licensing And Compliance Hints.
