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Hong Kong – Regulatory & Compliance – February 2015

 

  • Time To Review Your Selling Practices.
  • SFC Licensing And Compliance Hints.
  • New Publication Requirements For Authorised Funds.
  • Directors With No Apparent Personal Gain Are Liable To Compensate The Company For Improper Payment.
  • Are Sponsors Taking Their Due Diligence Seriously?
  • Second Consultation On The Establishment Of An Effective Resolution Regime For Financial Institutions Launched.
  • Practical Issues On Cross-Border Data Transfer: A Look At The Recent Guideline Issued By The Privacy Commissioner.
  • US And HK Regulators In Pursuit Of Credit Rating And Research Firms.
  • The “New Normal” Of Demanding Data Privacy Compliance Requirements.
  • Top Court Clarifies Mental Element In Money Laundering Offence.

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