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Hong Kong – Regulatory & Compliance – March 2014

 

  • SFC Licensing And Compliance Hints.
  • SFC Consults On Dark Pools.
  • Privacy Management Programme: The New Regulatory Trend.
  • Charity Law Reform: What Do The Proposed Changes Mean For You?
  • New Rights For Working Fathers.
  • HSBC Fined HKD5m For Providing Inaccurate Information In Licence Application.
  • Can Regulators Require Accounting Firms To Provide Documents For Investigations?

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