- AML Update For SFC Licensed Companies.
- Court Of Appeal Rules On Advertising Case.
- SFC Licensing And Compliance Hints.
- Recent Enforcement Actions And Penalties Against Listed Companies And Their Directors.
- Amendments To HKEx Guidance Letters Relevant To Disclosure In Prospectuses / Listing Documents.
- Listing Decision Issued By The HKEx Regarding Whether A Shareholder Falling Below 30 Percent At IPO Would Be Subject To A Post-IPO Lock-Up.
- Consultation Conclusions On Risk Management And Internal Controls.
- HKEx Consultation Conclusions On Amendments To Financial Disclosure Rules.
- Code Of Banking Practice Update.
- Drugs, Conspiracy And Jurisdiction.
