- SEC OKs Use Of Social Media To Announce Material Information, But HK Unlikely To Follow Suit .
- The SFC consults On The Proposed amendments To The Professional Investor Regime And Client Agreement Requirements.
- SFC Obtains Disqualifications Order Against Former Senior Executives Of Sunlink.
- Banks' Position In Relation With AML Statutory Provisions And How It Can Be Reconciled With Their Contractual Duties.
- New Rules And Increased Regulatory Focus For ILAS.
- Regulatory Watch.
- Enforcement News.
- New Guidance Letters.
- The Case Of SFC v Tiger Asia Management LCC.
- Court Gives SFC Bigger Teeth With Third Route Of Enforcement In Tiger Asia.
- Five Things Fund Managers Should Know About Direct Marketing.
- Cornerstone Investors.
- Some Important Lessons From The HK Takeovers Panel.
