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Hong Kong – Regulatory & Compliance – May 2014

 

  • Wake-Up Call For Issue Managers: Lessons From The Sino-Life Group Limited Saga.
  • SFC Licensing And Compliance Hints.
  • FATCA Agreement.
  • SFC Action Highlights Importance Of Complying With Electronic Trading Rules.
  • Employees’ Complaint Procedure With The Office Of The Privacy Commissioner For Personal Data.
  • New Regulations On Labour Dispatch.
  • Court of Final Appeal Clarifies Whether Fraudulent Knowledge Of Directors Can Be Attributed To A Company.
  • The New Companies Ordinance.
  • Regulatory Requirements And Process For Listing A Company’s Equity Securities.
  • SFC Routine Inspection Update
  • SFC Licensing And Compliance Hints.

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