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Hong Kong – Regulatory & Compliance – October 2014

 

  • SFC Licensing And Compliance Hints.
  • SFC Reminds Market To Comply With Short Position Reporting Requirements.
  • Handle With Care – Banking Industry Guidance On Handling Personal Data.
  • Hong Kong Market Misconduct Tribunal (MMT) Bans Tiger Asia Management LLC (Tiger Asia) and Bill Hwang Sung Kook (Mr Hwang) From Trading Securities in HK.
  • Regulators Issue Guidance For The Protection Of Customer Data In The Financial Services Industry.
  • Watchdog Issues New Data Protection Guidelines For Banks Amidst Rising Number Of Complaints.

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