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Regulatory & Compliance – Hong Kong – May 2012
  • Amendments To The Self-Reporting Requirement Under The Code Of Conduct To Come Into Effect In December 2012.

 

  • SFC Looks To Enhance The Regulation Of Sponsors.

 

  • Statutory Obligation For Listed Companies To Disclose Price-Sensitive Information To Come Into Force In January 2013.

 

  • SFC Proposes To Enhance Sponsors Regulatory Regime.

 

  • Impact of FATCA on Financial Institutions in Hong Kong and Beyond.

 

  • SFC Inspections: Hints For Smoothing The Process.

 

  • Third-Party Due Diligence In IPOs.

 

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